Policy suite
AML/CFT, KYC/KYB, sanctions, PEP, recordkeeping, and escalation documents written in operational language.
AML / KYC Compliance
Build AML/KYC Controls That Are Clear Enough to Evidence
RiaFin Pro helps financial professionals document and improve AML, CFT, KYC, KYB, sanctions, PEP, and suspicious activity escalation workflows with practical materials that teams can use and reviewers can inspect.
From onboarding checks to escalation evidence
AML/KYC problems often come from unclear ownership, inconsistent onboarding questions, weak exception handling, and evidence that exists in scattered messages or spreadsheets.
This service turns those moving parts into written procedures, risk-rating logic, escalation pathways, and control evidence so the practice can show how customer and counterparty risk is identified, reviewed, and monitored.
Risk-rating framework
Customer and entity risk factors, scoring logic, review triggers, and exception handling documented for consistent use.
Evidence pack
Registers, checklists, and review templates that make onboarding and monitoring decisions easier to evidence.
Need AML/KYC controls that are easier to defend?
We can review the current onboarding and monitoring workflow, identify evidence gaps, and help shape the documents your team needs.